SME IPO Consulting & Compliance

As a practicing Chartered Accountant based in Mumbai, we offer specialized SME IPO Consulting & Compliance services tailored to help Small and Medium Enterprises (SMEs) successfully navigate the complex process of going public.

Our Services Include

  • IPO Readiness Assessment — evaluating your company's financial and operational preparedness for an IPO on SME platforms like BSE SME and NSE Emerge.
  • Regulatory Compliance & Documentation — assisting with the preparation and filing of necessary documents such as the Draft Red Herring Prospectus (DRHP) and adherence to SEBI regulations.
  • Financial Due Diligence — conducting thorough checks to ensure all financial disclosures are accurate and compliant.
  • Valuation and Pricing Strategy — providing guidance on valuation methods to position your company competitively for investors.
  • Liaison with Regulatory Authorities — coordinating with SEBI, stock exchanges, and other regulators to facilitate smooth IPO approval.
  • Post-IPO Compliance — helping you meet ongoing disclosure and reporting requirements after your company is listed.
  • Investor Targeting & Marketing Strategy — advising on effective investor communication and marketing plans for a successful IPO.

Start-up Ventures

We have creditable experience in acting as business advisors and financial consultants to strategise and oversee the implementation of business initiation plans. We support start-up ventures at all stages of the business cycle — from identifying appropriate entry routes to assisting in deal structuring and providing post set-up services.

Entry Strategy

We suggest, plan and implement entry strategy in India for your business by analysing all the forces i.e. market, competition, regulation etc.

Financial Modelling

We enable creation of dynamic financial models for your business, incorporating all possible factors that would impact the return and risk associated with the venture.

Location Studies

We offer location studies by evaluating the relative advantage of different states, cities and districts based on well-defined multi-perspective geographic, economic and political factors.

Joint Ventures / Partner Search and Evaluation

This includes identifying potential partners, evaluating their strengths, weaknesses and synergistic capabilities, besides recommending appropriate partnership structures.

Due Diligence Reviews

We conduct in-depth transaction scrutiny on credentials of Indian / foreign companies / groups prior to entering into business partnerships.

Regulatory Approvals

We arrange for the complete set of regulatory approvals required from the Foreign Investment Promotion Board (FIPB) / Secretariat of Industrial Approvals (SIA), Reserve Bank of India (RBI), Registrar of Companies (ROC) and other concerned authorities.

Representative Office Facility

We organise the office infrastructure and manpower during the 'in transit period' of a start-up when it is in the process of setting up office in India.